Job Opportunities in India
September 19, 2024
Ameriprise India
FULL TIME
Compliance Coordinator Ameriprise Franchise Group
Job Description Summary
This position is responsible for providing administrative support for Ameriprise Franchise Group (AFG) Employee RP who are responsible supervision of the sales and suitability of an advisor's entire book of business. The Compliance Coordinator will be responsible for various day-to-day tasks, including assisting in the preparation of documentation for Practice Assessments.
This position is responsible for providing administrative support for Ameriprise Franchise Group (AFG) Employee RP who are responsible supervision of the sales and suitability of an advisor's entire book of business. The Compliance Coordinator will be responsible for various day-to-day tasks, including assisting in the preparation of documentation for Practice Assessments.
Key Responsibilities
Required Qualifications
Bachelor’s degree or equivalent
5-7 years of relevant experience
Understanding of the US financial system, products, services, and regulatory system.
Excellent communication skills
Relevant experience of working in similar functions
Good analytical and research skills
Preferred Qualifications
Intermediate level of MS Excel and MS Access
Knowledge of US financial system, regulatory environment, financial products/services.
About Our Company
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.
Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Full time
(4:45p-1:15a)
AWMPO AWMP&S President's Office
Legal Affairs
This position is responsible for providing administrative support for Ameriprise Franchise Group (AFG) Employee RP who are responsible supervision of the sales and suitability of an advisor's entire book of business. The Compliance Coordinator will be responsible for various day-to-day tasks, including assisting in the preparation of documentation for Practice Assessments.
This position is responsible for providing administrative support for Ameriprise Franchise Group (AFG) Employee RP who are responsible supervision of the sales and suitability of an advisor's entire book of business. The Compliance Coordinator will be responsible for various day-to-day tasks, including assisting in the preparation of documentation for Practice Assessments.
Key Responsibilities
- Assist with preparation for Practice Assessments, including required usage of the Field RP Support team (Field RP Bot and Environmental Scan), SPOT and the Account and Client Monitoring Hub.
- Preparing Agenda and periodically meeting with the Employee RP to review outstanding items and participate in SRRM and FFVP 1:1s as needed.
- Assist with uploading of documentation into the RP Documentation tool.
- Assist with scheduling of travel, advisor meetings (1:1s, Practice Assessments, etc.) and management of expenses as necessary
- Proactively reach out to Employee RPs on overdue RP Tasks. Assist the Employee RP with follow-up requests as needed.
Required Qualifications
Bachelor’s degree or equivalent
5-7 years of relevant experience
Understanding of the US financial system, products, services, and regulatory system.
Excellent communication skills
Relevant experience of working in similar functions
Good analytical and research skills
Preferred Qualifications
Intermediate level of MS Excel and MS Access
Knowledge of US financial system, regulatory environment, financial products/services.
Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
About Our Company
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.
Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Full-Time/Part-Time
Timings
India Business Unit
Job Family Group
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