Job Opportunities in Poland


October 9, 2024

StoneX Group

Kraków

OTHER


Transaction Compliance Analyst

Overview:
Permanent, full-time, hybrid (3 days per week in an office).

Connecting clients to markets – and talent to opportunity.

With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.

At Stone X, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem. As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.

Business Segment Overview:
Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.
Responsibilities:
Position Purpose: To support the continuing development of this highly successful business, the individual will support the compliance department with its surveillance responsibilities. This role will sit within the Central Surveillance division of the Compliance department and will focus on providing support and monitoring across the Firm’s various business lines.

Primary duties will include:
  • Processing of all surveillance related tasks, including alerts for both trade and communications, personal account trading requests and production of management information.
  • Assist the Team with monitoring of key regulatory developments.
  • Assist senior members of the team with offering compliance advice and guidance to other business units as required.
  • Assist in the implementation of suitable compliance controls to new business initiatives and new products
  • Processing the Team’s shared mailbox.
  • Assist the Team with completion of “deep dive” ad hoc monitoring tasks.
  • Completion of ongoing tasks that sit within the team’s Compliance Monitoring Programme (“CMP”).
  • Assist with investigating and resolving ad hoc queries from regulators, exchanges and other areas of the business.
  • Assist in the administration of compliance policies and procedures.
  • Support new business initiatives e.g. new products/jurisdictions, acquisitions.
  • Assist in training and coaching junior members of the team, such as apprentices, interns, work experience individuals and graduates.
  • Conducting Compliance Inductions to new employees.
  • Provide training to the business, as required.
Qualifications:
To land this role you will need
  • Basic knowledge of FCA handbook.
  • Basic knowledge of exchange traded products.
  • Effective planning, good organisation and time management skills.
  • Ability to work accurately, thoroughly, reliably and with strong attention to detail.
  • Strong analytical skills and assist with “forensic” reviews.
  • Commercial awareness.
  • Team player.
  • Ability to work independently and prioritise multiple tasks.
  • Good relationship building and communications skills (written and oral).
  • Computer competency, including Microsoft Outlook/Word/Excel.
  • Fluency in English
Education / Certification Requirements:
  • University degree/Professional Compliance Qualification.
Working environment:
  • Hybrid (2 days from home, 3 days from the office) at ul. Mogilska 35, Cracow
#LI-Hybrid #LI-DK1

Latest Job Opportunities


October 18, 2024

IVIA
Kierownik pracowni mostowej

Katowice

OTHER

View Details

October 18, 2024

ZRE KATOWICE
Elektromonter Automatyki

Zabrze

OTHER

View Details

October 18, 2024

Auto Partner
Operator / Operatorka wózka widłowego

Bieruń

OTHER

View Details

October 18, 2024

Fundacja Unia Bracka
Lekarz pediatra w Zabrzu

Zabrze

OTHER

View Details

October 18, 2024

Fundacja Unia Bracka
Lekarz pediatra w Mysłowicach

Mysłowice

OTHER

View Details

Similar Jobs


September 20, 2024

ING
Remediation Senior Analyst (Customer Due Diligence / Transaction Monitoring)

Warszawa

OTHER

View Details

September 20, 2024

Citi
Transaction Control Expert

Warszawa

OTHER

View Details

September 19, 2024

Citi
Compliance Analyst - Global KYC - Periodic Transaction Review

Warszawa

OTHER

View Details

October 16, 2024

Citi
Transaction Capture Representative

Warszawa

OTHER

View Details

October 15, 2024

CBRE
Transaction Management Coordinator

Warszawa

OTHER

View Details

September 20, 2024

EY
Specjalista Specjalistka ds Wsparcia Sprzedaży - Strategy and Transactions

Warszawa

View Details

New Jobs from This Company


October 16, 2024

StoneX Group
Automation QA Engineer

Kraków

View Details

October 15, 2024

StoneX Group
Senior Software Engineer (Java/Spring)

Kraków

View Details

October 15, 2024

StoneX Group
FCP Associate

Kraków

OTHER

View Details

October 9, 2024

StoneX Group
Transaction Compliance Analyst

Kraków

OTHER

View Details

October 5, 2024

StoneX Group
Senior UI Designer

Kraków

OTHER

View Details