Compliance Consultant (CAT I)

October 18, 2024

Masthead (Pty) Ltd

Pretoria

OTHER & FULL TIME

At Masthead, our passion is keeping businesses in business. As a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), we know this can only be achieved through the calibre of people we employ – people who are client focused, set themselves high standards of delivery and have a willingness to go the extra mile. We believe in giving people the opportunity to take ownership of their roles. What we are looking for is someone with innovative thinking, unconventional ideas and a can-do attitude.
Position Summary
This job ad outlines a position focused on delivering high-quality compliance and risk management services at a regional level, ensuring adherence to regulatory frameworks like FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing, the Companies Act, and NCR. The role involves providing tailored business solutions and training for both individuals and groups. The position involves increasing the success and profitability of member practices by delivering webinars, seminars, and implementing solutions based on key business strategies and assessments. Additionally, the role focuses on growing and retaining the customer base.
Minimum Requirements – qualifications & Experience

A FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degree
Registered Category I Compliance Officer with the FSCA (Not Compulsory).
Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry.
A valid driver’s licence

Duties and Responsibilities
Compliance Duties

Provide clients with high-quality, personalised and substantive reports.
Display behaviour and attitudes that positively contribute to the well-being and development of the regional team, the company and its clients.
Sourcing and signing up of new clients.
Provide training to clients and staff on business practice solutions.
Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions.
Fulfil compliance function required in terms FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing, Company Act and NCR and other applicable legislation and business requirements
Establish a culture of compliance and provide a compliance risk framework to clients to achieve the TCF outcomes
Practice management delivery through implementation, webinars and seminars the concept either in groups or at individuals in such a way that they can see the benefits to their own practice and are prepared to undergo the necessary change to implement key drivers

Quality of Work

Perform all functions to the standard and deadlines set by Regional Manager
Provide clients with high-quality, personalised and substantive reports
Include clients in compliance processes and align services to the new service level agreements.
Maintain records as required by the business.
Utilize the systems to report effectively and record transactions.
Display behaviour and attitudes which positively contributes to the well-being and development of the regional team, the company and its clients
Implement solutions as per remedial actions.

Competencies and Skills

A good working knowledge of compliance legislation, namely FAIS and FICA.
Understanding and knowledge of risk management principles.
Exceptional verbal and written communication skills.
Ability to work under pressure, independently, and as part of a team.
Proficient presentation skills.

Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions.
Should you receive no correspondence within two weeks of the closing date of this job advert, please consider your application unsuccessful.
Job Types: Full-time, Permanent
Application Deadline: 2024/11/15
Expected Start Date: 2025/01/01

We regret to inform you that this job opportunity is no longer available